Course details
This course begins with an overview of brokerage operations where we'll identify the key roles of brokerage operations and review the different types of accounts. We'll look at the salient features of the Customer Identification Program and review the differences between the main types of securities issues. Before wrapping up this course, we'll get familiarized with the key components of the Security Reference File and learn the key roles of the various players within the Financial Community. This course is part 1 of the New York Institute of Finance's Brokerage Operations Professional Certificate program. Updated on 17 September, 2019 View more Virtual classroom training for Accounting, Finance and Banking online courses View more similar courses
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