- Other Location: Al Barsha - Dubai
- Duration / Course length: Upto 30 Hours
- Timings: Enquire
Course details
Course Contents- The Regulatory Infrastructure
- Associated Market and Securities Legislation and Practice
- Authorized Persons
- Markets
- Market Conduct Legislation and Regulation
- Client Protection
- Trading
- 1 Hour exam-CBT test-50 MCQs
- Pass marks-70%
- Pass rate-53%
- Recommended study-80 hours
- Exam may contain 10% additional trial questions
- Can be taken any time of the year
- Prometric Centres-Dubai & Abu Dhabi
- Result declaration online-within 24 hours
- Maximum 6 attempts in a year
- Global recognition
- High level of competence
- Specialization in the course
- Full study resources
- CISI Student membership
- Entry level qualification for the capital markets/wholesale sector
- Offers a progressive study pathway - the Capital Markets
- Programme is the first step in the CISI's capital markets qualifications study pathway and offers access to higher-level qualifications
- Flexible study options - you can choose from three technical units allowing you to focus on a topic relevant to your job role. The UK regulatory unit can be replaced with a regulatory paper recognised by your local jurisdiction
- Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits
- Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits
- Access to Associate membership and ACSI designatory letters
Eligibility / Requirements
No previous skills or qualifications
Job roles this course is suitable for:
Broker Representative , Compliance Officer , Anti Money Laundering Officer , Internal Controller , Trading Manager , Operations Manager , Risk Management Officer , Financial Analysts , Investment Managers , DirectorsCourse Location
About Elegant Training Center
Elegant Professional and Management Development Training stands as a distinguished training center in Al Barsha1, Dubai, UAE setting the standard for excellence in face-to-face training programs. As a KHDA-approved and Autodesk Authorized center, we pride ourselves on offering affordable, effective, and industry-recognized courses across diverse fields, including Engineering & IT, Finance, Sales & Marketing, and HR & Administration.
As a KHDA-approved center, our dedication to quality education is recognized by the regulatory authority, assuring you of our commitment to delivering courses that meet the highest standards.
Moreover, being an Autodesk Authorized center in Dubai underscores our expertise in providing cutting-edge training in engineering and technology.
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