The course provides guidance about the Licensing Conditions and Procedures along with rules of conducts addressing financial services in the State of Qatar.
Enable professionals willing to conduct business within financial securities and market in the State of Qatar to get knowledge about the rules and regulation and to pass the exam that license them as “Approved Person”
All professionals working in securities’ industry i.e. brokers, advisors, compliances officers, investment managers, custodians, underwriters, and bankers.
It is estimated that the workbook will require approximately 70 hours of study time. The course will be around 30 hours in-class. The instructor will explain in details, lead discussions, and give quizzes to cover all the material. The students will need to review and recap again the material for better result.
- Chapter 1: Licensing Conditions and Procedures
- Chapter 2: Conduct of Business
- Chapter 3: Information Requirements
- Chapter 4: Internal Controls
- Chapter 5: Managing the Risk of Financial Crime
- Chapter 6: Business Development
About Qatar Finance & Business Academy
Qatar has taken significant steps towards creating a modern, knowledge-based economy, as the basis for a stable and sustainable future.
In order to live up to this revelation, We_They was established in 2009 under the auspices of Qatar Financial Centre Authority - QFCA to raise the financial services industry standards and help organizations and professionals achieve their learning and business objectives, thus aligned with Qatar 2030 vision.
We specialize in providing training and developing the financial sector. We believe that such an investment is a key strategy to support a modern, industrialized, knowledge-based economy.See all Qatar Finance & Business Academy courses