- مدة الدورة التدريبية: Upto 15 Hours
تفاصيل الدورة
This certificate programme will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications.In addition, you will explore the foundational principles of compliance: what are the sources of compliance requirements; where are the requirements found; what behavior satisfies “compliance;” and how do compliance personnel motivate compliant behavior throughout their organization.
Expected Learning Outcomes
By acquiring the Certificate, participants are expected to be able to:
- Comprehend and maintain awareness of compliance requirements
- Organise and monitor the operation of compliance management system
- Implement processes for the management of breaches in compliance requirements
- Provide education and training on compliance requirements and systems
- Promote and liaise on compliance requirements, systems and related issues
- Promote compliance with a sound understanding of the requisite legislation
- Show leadership in the workplace
- Identify risk and apply risk management processes
- Manage projects
- Undertake compliance audits
Certificate Content
Compliance
• Compliance Programs
• Compliance Perspectives
• Why do we Need Compliance?
International Regulatory Landscape
• Key Elements
• Principle based Vs Rules Based Approach
• Market Forces
• Regulation and Practice
Compliance in Practice
• The role of the Compliance department
• The role of the Compliance Officer
• The role of the Board
• Key compliance activities and processes
• Key compliance relationships
Ethics, Compliance and Governance Perspectives
• Ethics
• Compliance
• Governance
Other Key Compliance Areas
• Anti-money laundering
• Financial crime prevention
• Managing risk
• Enforcement تحديث بتاريخ 13 October, 2022
المتطلبات
No previous knowledge or experience is required though it is assumed that participants have good knowledge of English and sound educational background.
نبذة عن معهد European Institute of Management and Finance (EIMF)
The European Institute of Management and Finance (EIMF) is the leading provider of Executive Education in the Financial and Professional Services Sectors, offering professional qualifications and standalone courses on subjects covering risk and compliance, technical and operational matters, as well as managerial and director’s education.
EIMF assists individuals to reach their goals by enhancing their professional skills in an ever more dynamic business world.
The EIMF boasts the largest number of experts in the region, covering all training needs in this changing economic environment that govern Banks, Investment Firms, Insurance, Funds, Fund Managers, Legal, Fiduciary, Accounting, Maritime, and other professional service providers.
We draw on our strong team of affiliate institutions, as well as expert trainers who are amongst the most experienced and renowned specialists in their fields, to create current, innovative and specialised professional training courses that reflect our passion for excellence and service.
EIMF is accredited by the Chartered Institute of Securities and Investments (CISI), the Association of Accounting Technicians (AAT), the ICAEW, the Association of Certified Anti-Money Laundering Professionals (ACAMS), the Global Academy of Finance and Management (GAFM), the Chartered Management Institute (CMI), the Chartered Insurance Institute (CII), and by EXIN ICT.
- 13 USD
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