Laimoon.comhttps://courses.laimoon.com/sitemap/rss Courses in Dubai, Abu Dhabi, Sharjah Diplomas, Degrees & Doctorates - Laimoon Course Guide en-us <![CDATA[Compliance Regulatory Professionals - Convertas , Dubai,Malaysia,Turkey,United Arab Emirates ]]>https://courses.laimoon.com/course/compliance-regulatory-professionals-convertas-1/online DAY 1: The Regulatory Environment and the Role of Regulators 
· An Overview of the Regulatory Environment
· The Objectives of Financial Services Regulation
· International Regulation
· The Role of the Regulators
· What do the Regulators expect?
· Your Jurisdiction Environment
· The Best Practice in Regulatory Obligation
· ISO 19600: Compliance Management Systems
 
DAY 2: The Compliance Functions  
· Compliance Structure
· The Role of the Board of Directors, Supervisors, Internal and External Auditors
· Responsibilities of the Compliance Officer
· Key Compliance Activities and Processes
· Compliance and Corporate Governance
· Corporate Governance and Financial Crime Prevention
· Compliance Training
· Conflicts of Interest
· Ongoing Compliance with Laws and Regulations
 
DAY 3: Risk Management and Compliance Risk 
· Understanding a Risk Management Approach
· Creating a Risk Management Approach
· The Definition of Governance, Risk and Compliance
· The Need for Internal Controls
· Identify, Mitigate and Control Risks Effectively
· Approaches to Risk Assessment
· The Importance of Compliance Culture
· Managing Key Relationships – external and internal
 
DAY 4: Establishing an Effective Compliance Function 
· Factors to be Considered in Designing a Compliance System
· Developing an Internal Compliance System
· Implementing and Communicating Internal Compliance Arrangement
· Compliance Manual
· Establishing Policies and Procedures
· Creating a Compliance Monitoring Programme
· The Need for Independence
· Record Keeping ƒ Compliance Reports
· Managing the Regulators and Change in Regulations
 
DAY 5: Managing the Risk of Money Laundering and Financial Crimes
· Understanding Money Laundering Offences
· MLRO and Compliance Officer
· The Risk-based Approach to Money Laundering / Terrorist Financing
· Suspicious Activity Monitoring, Detection and Reporting
· Preventing Fraud
· Bribery and Corruption
· Insider Trading
· Market Abuse
· Sanctions and their Role in the Global Economy
 

Cost: 3995 USD

Duration: 5 Days

]]> Mon, 18 Apr 2022 11:54:14 +04 <![CDATA[Financial Accounting and Detecting Fraud - Convertas , Dubai ]]>https://courses.laimoon.com/course/financial-accounting-and-detecting-fraud/online Objective
  • Identify the functions of accounting information in decision making process
  • Explain elements of financial statements
  • Conduct basic analysis of financial performance
  • Use accounting information for decision making
Outline
  • Role of accounting in making decisions
  • Classifying accounting information
  • Balance sheet
  • Income statement
  • Cash flow statement
  • Notes to financial statements
  • Introduction to analysis techniques and analysis benchmarks
  • Fraud and its minimization techniques
  • Financial data audit
  • Controlling manager's authority
  • Profitability, liquidity, business cycle, financial risk
  • Accounts role in business development

Cost: 3195 USD

Duration: 3 Days

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