- Duration / Course length: Upto 30 Hours
- Timings: Enquire
Course details
CISI - UAE Financial Rules & Regulations:
The Chartered Institute of Securities & Investment (CISI) is the largest and most respected professional body in the UK for the securities and investment industries. CISI qualifications ensure financial services professionals achieve the competence and credibility needed to excel in their careers.
This highly sought-after certification provides in-depth knowledge of UAE's financial regulations, empowering professionals to comply with local legal and market standards.
Other CISI Courses:
- Introduction to Securities & Investment (International) – Level 1
- Risk in Financial Services – Level 3 (Ideal for Compliance and Risk Professionals)
- Global Securities
- International Certificate in Wealth & Investment Management – Level 3
- Fundamentals of Financial Services – Level 2
- Global Financial Compliance
Exam Format:
- 1 Hour exam-CBT test-50 MCQs
- Pass marks-70%
- Pass rate-53%
- Recommended study-80 hours
- Exam may contain 10% additional trial questions
- Can be taken any time of the year
- Prometric Centres-Dubai & Abu Dhabi
- Result declaration online-within 24 hours
- Maximum 6 attempts in a year
Benefits of this qualification/certification:
- Global recognition
- High level of competence
- Specialization in the course
- Full study resources
- CISI Student membership
Key features:
- Entry level qualification for the capital markets/wholesale sector
- Offers a progressive study pathway - the Capital Markets
- Programme is the first step in the CISI's capital markets qualifications study pathway and offers access to higher-level qualifications
- Flexible study options - you can choose from three technical units allowing you to focus on a topic relevant to your job role. The UK regulatory unit can be replaced with a regulatory paper recognised by your local jurisdiction
- Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits
- Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits
- Access to Associate membership and ACSI designatory letters
Course Outline:
- The Regulatory Infrastructure
- Associated Market and Securities Legislation and Practice
- Authorized Persons and Their Roles
- Markets Overview
- Market Conduct Legislation & Regulation
- Client Protection Standards
- Trading Processes
Eligibility / Requirements
No previous skills or qualifications
Job roles this course is suitable for:
Broker RepresentativeCompliance OfficerAnti-Money Launde... , CEOs , Directors , Branch ManagersAbout Elegant Training Center
Elegant Professional and Management Development Training stands as a distinguished training center in Al Barsha1, Dubai, UAE setting the standard for excellence in face-to-face training programs. As a KHDA-approved and Autodesk Authorized center, we pride ourselves on offering affordable, effective, and industry-recognized courses across diverse fields, including Engineering & IT, Finance, Sales & Marketing, and HR & Administration.
As a KHDA-approved center, our dedication to quality education is recognized by the regulatory authority, assuring you of our commitment to delivering courses that meet the highest standards.
Moreover, being an Autodesk Authorized center in Dubai underscores our expertise in providing cutting-edge training in engineering and technology.
Enquire about this course
You may add more courses here,
your list will be saved.
