Global Financial Compliance

Course details

This course will allow the candidate to be familiar with:

• The International Regulatory Environment
• The Compliance function
• Managing the risk of financial crime
• Ethics, Integrity and Fairness
• Governance, Risk management and Compliance

Objectives

Upon the completion of this course, the participant will be able to:

• Know require the candidate to recall information such as facts, rules and principles
• Understand require the candidate to demonstrate comprehension of an issue, fact, rule or principle

Target Audience

This course is structured for Compliance Officers/Managers and their Deputies, Managers with responsibility for internal compliance controls, Risk Managers, Internal Audit Staff, Regulatory Representatives, Accountants, Lawyers, or Company Secretaries.

Course Structure

The course in pided into elements:

• ELEMENT 1 THE INTERNATIONAL REGULATORY ENVIRONMENT
• ELEMENT 2 THE COMPLIANCE FUNCTION
• ELEMENT 3 MANAGING THE RISK OF FINANCIAL CRIME
• ELEMENT 4 ETHICS, INTEGRITY AND FAIRNESS
• ELEMENT 5 GOVERNANCE, RISK MANAGEMENT AND COMPLIANCE

Program Contents

• Module 1: THE INTERNATIONAL REGULATORY ENVIRONMENT
• Module 2: THE COMPLIANCE FUNCTION
• Module 3: MANAGING THE RISK OF FINANCIAL CRIME
• Module 4: ETHICS, INTEGRITY AND FAIRNESS

5: GOVERNANCE, RISK MANAGEMENT AND COMPLIANCE