- مدة الدورة التدريبية: 30 To 40 Hours
- مواعيد الدورة: استفسار
تفاصيل الدورة
Course ContentsThe Regulatory Infrastructure
Associated Market and Securities Legislation and Practice
Authorized Persons
Markets
Market Conduct Legislation and Regulation
Client Protection
Trading
Exam Formats
1 Hour exam-CBT test-50 MCQs
Pass marks-70%
Pass rate-53%
Recommended study-80 hours
Exam may contain 10% additional trial questions
Can be taken any time of the year
Prometric Centres-Dubai & Abu Dhabi
Result declaration online-within 24 hours
Maximum 6 attempts in a year
Benefits of this qualification/certification
Global recognition
High level of competence
Specialization in the course
Full study resources
CISI Student membership
Key features
Entry level qualification for the capital markets/wholesale sector
Offers a progressive study pathway - the Capital Markets
Programme is the first step in the CISI's capital markets qualifications study pathway and offers access to higher-level qualifications
Flexible study options - you can choose from three technical units allowing you to focus on a topic relevant to your job role. The UK regulatory unit can be replaced with a regulatory paper recognised by your local jurisdiction
Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits
Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits
Access to Associate membership and ACSI designatory letters
Course Outline:
- The Regulatory Infrastructure
- Associated Market and Securities Legislation and Practice
- Authorized Persons and Their Roles
- Markets Overview
- Market Conduct Legislation & Regulation
- Client Protection Standards
- Trading Processes
المتطلبات
No previous skills or qualifications
وظائف مناسبة لهذه الدورة
Broker Representative , Compliance Officer , Anti Money Laundering Officer , Internal Controller , Trading Manager , Operations Manager , Risk Management Officer , Financial Analysts , Investment Managers , Directorsاستفسر عن هذه الدورة
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