عبر الإنترنت
CISI-UAE Financial Rules & Regulations

تفاصيل الدورة

Course Contents
The Regulatory Infrastructure
Associated Market and Securities Legislation and Practice
Authorized Persons
Markets
Market Conduct Legislation and Regulation
Client Protection
Trading

Exam Formats
1 Hour exam-CBT test-50 MCQs
Pass marks-70%
Pass rate-53%
Recommended study-80 hours
Exam may contain 10% additional trial questions
Can be taken any time of the year
Prometric Centres-Dubai & Abu Dhabi
Result declaration online-within 24 hours
Maximum 6 attempts in a year

Benefits of this qualification/certification
Global recognition
High level of competence
Specialization in the course
Full study resources
CISI Student membership

Key features
Entry level qualification for the capital markets/wholesale sector

Offers a progressive study pathway - the Capital Markets
Programme is the first step in the CISI's capital markets qualifications study pathway and offers access to higher-level qualifications

Flexible study options - you can choose from three technical units allowing you to focus on a topic relevant to your job role. The UK regulatory unit can be replaced with a regulatory paper recognised by your local jurisdiction

Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits

Free CISI Student membership - become associated with a chartered professional body and take advantage of an extensive range of benefits

Access to Associate membership and ACSI designatory letters تحديث بتاريخ 04 January, 2024

المتطلبات

No previous skills or qualifications

وظائف مناسبة لهذه الدورة

Broker Representative , Compliance Officer , Anti Money Laundering Officer , Internal Controller , Trading Manager , Operations Manager , Risk Management Officer , Financial Analysts , Investment Managers , Directors

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